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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-05 |
Branch Locations
82 S Lake Ave, Pasadena, CA 91101 • United States
15760 Ventura Blvd Ste 1250 [Sk-Rbo], Encino, CA 91436 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Pasadena | CA | 11/2014 | 04/2021 |
| Wells Fargo Clearing Services, Llc | Pasadena | CA | 04/2019 | 04/2021 |
| Jpmorgan Chase Bank, N.A. | West Hollywood | CA | 04/2021 | 02/2023 |
| J.P. Morgan Securities Llc | West Hollywood | CA | 04/2021 | 02/2023 |
| Wells Fargo Clearing Services, Llc | Pasadena | CA | 02/2023 | Present |
| Wells Fargo Bank, Na | Pasadena | CA | 02/2023 | Present |
RENTAL PROPERTY, INV RELATED, ARLINGTON, TX, 100% OWNERSHIP, START 8/31/2017, 8 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD. RENTAL PROPERTY,, INVT RELATED, PLANO, TX, 100% OWNERSHIP, START DATE 12/31/2015, 8 HRS PER MONTH, 0 HRS DURING TRADING, LANDLORD. PALAKOL PERFORMANCE; NOT INV RELATED;PLANO,TX; PICKLEBALL GEAR SALES; BRAND AMBASSADOR; START DATE: 07/06/2026; 4 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 2019-06-11 |
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