Caitlin Farrell Gunther

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → Present
  Wells Fargo Bank, Na
  Broomfield, CO
• 04/2019 → Present
  Wells Fargo Clearing Services, Llc
  Broomfield, CO

Other Businesses

DEPT. OF VETRANS AFFAIRS, NOT INV RELATED, WESTMINSTER, CO, CAREGIVER, START 4/1/2015, 40 HOURS PER MONTH, 40 HOURS DURING TRADING, CARE PROVIDER, TRANSPORTATION, MEAL PREP, MEDICATION MANAGEMENT, SHOPPING AND COMMUNICATION WITH MEDICAL TEAM.

Exams

• S66 Uniform Combined State Law Examination
  2021-07-27
• S63 Uniform Securities Agent State Law Examination
  2019-07-09

Other Names

• Caitlin Ann Farrell
• Caitlin Farrell Gunther
• Caitlin Gunther