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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-07-27 |
| CO | RA | APPROVED | 2021-07-27 |
Branch Locations
1155 Canyon Blvd [Rq-Rbo], Boulder, CO 80302 • United States
1700 Lincoln St 10Th & 11Th Fls [Ma/Md-Rbo], Denver, CO 80203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Broomfield | CO | 05/2016 | Present |
| Wells Fargo Clearing Services, Llc | Broomfield | CO | 04/2019 | Present |
DEPT. OF VETRANS AFFAIRS, NOT INV RELATED, WESTMINSTER, CO, CAREGIVER, START 4/1/2015, 40 HOURS PER MONTH, 40 HOURS DURING TRADING, CARE PROVIDER, TRANSPORTATION, MEAL PREP, MEDICATION MANAGEMENT, SHOPPING AND COMMUNICATION WITH MEDICAL TEAM.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 2019-07-09 |
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