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Lee F Schockling

Morgan Stanley

Columbus, OH

CRD 7092461

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-21
OH RA APPROVED 2022-10-26
  • TX RA
    APPROVED
    Since 2022-11-21
  • OH RA
    APPROVED
    Since 2022-10-26

Branch Locations

4449 Easton Way Suite 300, Columbus, OH 43219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Columbus OH 11/2021 Present
First Commonwealth Bank Powell OH 12/2020 09/2021
Vineyard Vines Columbus OH 06/2015 01/2019
Muirfield Village Golf Club Westerville OH 05/2017 06/2017
Full Time Employment Mt. Pleasant MI 07/2016 11/2020
Morgan Stanley Private Bank, N.A New York NY 04/2023 Present
  • 11/2021 → Present
    Morgan Stanley Smith Barney Llc
    Columbus, OH
  • 12/2020 → 09/2021
    First Commonwealth Bank
    Powell, OH
  • 06/2015 → 01/2019
    Vineyard Vines
    Columbus, OH
  • 05/2017 → 06/2017
    Muirfield Village Golf Club
    Westerville, OH
  • 07/2016 → 11/2020
    Full Time Employment
    Mt. Pleasant, MI
  • 04/2023 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-21
  • S66 Uniform Combined State Law Examination
    2022-10-21
Other Names
  • Lee Schockling

View on SEC IAPD

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Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH

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