Sergio Cortina Ketterer

Neuberger Berman Bd LLC

CRD 7092437

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-03-29
NJ	RA	APPROVED	2019-12-18

NY RA
APPROVED

Since 2021-03-29
NJ RA
APPROVED

Since 2019-12-18

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Neuberger Berman	New York	NY	04/2019	Present
Novus Partners	New York	NY	06/2018	03/2019
Aldwych Capital Partners	New York	NY	01/2018	05/2018
J. Walter Thompson	New York	NY	08/2016	08/2017
Baruch College	New York	NY	09/2017	12/2017

04/2019 → Present

Neuberger Berman

New York, NY
06/2018 → 03/2019

Novus Partners

New York, NY
01/2018 → 05/2018

Aldwych Capital Partners

New York, NY
08/2016 → 08/2017

J. Walter Thompson

New York, NY
09/2017 → 12/2017

Baruch College

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-12-17

S66 Uniform Combined State Law Examination

2019-12-17

Other Names

Sergio Cortina

View on SEC IAPD

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