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Adam H Gutkin

Td Private Client Wealth LLC

Marlton, NJ

Bernardsville, NJ

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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2026-04-14
MA RA APPROVED 2022-03-24
PA RA APPROVED 2022-01-10
FL RA APPROVED 2021-10-26
NJ RA APPROVED 2021-10-26
CA RA APPROVED 2021-10-25
CT RA APPROVED 2021-10-25
NY RA APPROVED 2021-10-25
  • KY RA
    APPROVED
    Since 2026-04-14
  • MA RA
    APPROVED
    Since 2022-03-24
  • PA RA
    APPROVED
    Since 2022-01-10
  • FL RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2021-10-26
  • CA RA
    APPROVED
    Since 2021-10-25
  • CT RA
    APPROVED
    Since 2021-10-25
  • NY RA
    APPROVED
    Since 2021-10-25

Branch Locations

336 Route 70 West 2Nd Floor, Marlton, NJ 08053 • United States

70 Morristown Road, Bernardsville, NJ 07924 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citi New York NY 09/2011 10/2021
Td Bank N.A. Bernardsville NJ 10/2021 Present
Td Private Client Wealth Llc Bernardsville NJ 10/2021 Present
  • 09/2011 → 10/2021
    Citi
    New York, NY
  • 10/2021 → Present
    Td Bank N.A.
    Bernardsville, NJ
  • 10/2021 → Present
    Td Private Client Wealth Llc
    Bernardsville, NJ
Previous Registrations
  • 2021-07-26 → 2021-10-20
    Citigroup Global Markets Inc.
    New York, NY
    New York, NY
    Port Jefferson, NY
    New York, NY
    New York, NY
    Holbrook, NY
    New York, NY
    Uniondale, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-23
S63 Uniform Securities Agent State Law Examination 2005-06-23
  • S65 Uniform Investment Adviser Law Examination
    2021-07-23
  • S63 Uniform Securities Agent State Law Examination
    2005-06-23
Other Names
  • Adam H Gutkin
  • Adam Gutkin

View on SEC IAPD

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TREVOR CHARLES WAMPLER
DOUGLASS F ERGOOD
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Other Offices

JANNEY MONTGOMERY SCOTT LLC · MARLTON, NJ
LINCOLN INVESTMENT · MARLTON, NJ
WELLS FARGO CLEARING SERVICES, LLC · MARLTON, NJ
CITIZENS SECURITIES, INC. · MARLTON, NJ
MORGAN STANLEY · Marlton, NJ
CHARLES SCHWAB & CO., INC. · Marlton, NJ
M FINANCIAL PLANNING SERVICES, INC · MARLTON, NJ
LPL FINANCIAL LLC · MARLTON, NJ

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