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Cody John Corcoran

Wells Fargo Clearing Services, LLC

New York, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-01
NY RA APPROVED 2023-08-28
  • TX RA
    APPROVED_RES
    Since 2025-10-01
  • NY RA
    APPROVED
    Since 2023-08-28

Branch Locations

767 5Th Ave 33Rd Fl [Y2-Rbo], New York, NY 10153 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Matthew's Seafood House Ocean Beach NY 06/2010 09/2018
Axa Advisors Llc New York NY 04/2019 08/2019
Unemployed Bay Shore NY 10/2018 03/2019
Morgan Stanley New York NY 09/2019 08/2023
Wells Fargo Clearing Services, Llc New York NY 08/2023 Present
  • 06/2010 → 09/2018
    Matthew's Seafood House
    Ocean Beach, NY
  • 04/2019 → 08/2019
    Axa Advisors Llc
    New York, NY
  • 10/2018 → 03/2019
    Unemployed
    Bay Shore, NY
  • 09/2019 → 08/2023
    Morgan Stanley
    New York, NY
  • 08/2023 → Present
    Wells Fargo Clearing Services, Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-03
  • S66 Uniform Combined State Law Examination
    2019-06-03
Other Names
  • Cody Corcoran
  • Cody John Corcoran
  • Cody J Corcoran

View on SEC IAPD

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