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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-09-20 |
| TX | RA | APPROVED | 2024-09-20 |
Branch Locations
270 Park Avenue 23Rd Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Distribution Services, Inc. | Columbus | OH | 03/2019 | 02/2021 |
| Jpmorgan Chase Bank Na | Columbus | OH | 05/2018 | 03/2019 |
| Unemployed | Columbus | OH | 03/2018 | 04/2018 |
| Crowe Horwath Llp | Columbus | OH | 09/2017 | 02/2018 |
| Unemployed | Columbus | OH | 06/2017 | 08/2017 |
| The Ohio State University - Bistro 2110 At The Blackwell | Columbus | OH | 06/2016 | 04/2017 |
| The Ohio State University | Columbus | OH | 08/2013 | 05/2017 |
| Jpmorgan Chase Bank Na | New York | NY | 02/2021 | Present |
| Jpmorgan Securities Llc | New York | NY | 02/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 2019-05-09 |
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