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Alec J. Keller

J.P. Morgan Securities LLC

New York, NY

CRD 7090814

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-09-20
TX RA APPROVED 2024-09-20
  • NY RA
    APPROVED
    Since 2024-09-20
  • TX RA
    APPROVED
    Since 2024-09-20

Branch Locations

270 Park Avenue 23Rd Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Distribution Services, Inc. Columbus OH 03/2019 02/2021
Jpmorgan Chase Bank Na Columbus OH 05/2018 03/2019
Unemployed Columbus OH 03/2018 04/2018
Crowe Horwath Llp Columbus OH 09/2017 02/2018
Unemployed Columbus OH 06/2017 08/2017
The Ohio State University - Bistro 2110 At The Blackwell Columbus OH 06/2016 04/2017
The Ohio State University Columbus OH 08/2013 05/2017
Jpmorgan Chase Bank Na New York NY 02/2021 Present
Jpmorgan Securities Llc New York NY 02/2021 Present
  • 03/2019 → 02/2021
    Jpmorgan Distribution Services, Inc.
    Columbus, OH
  • 05/2018 → 03/2019
    Jpmorgan Chase Bank Na
    Columbus, OH
  • 03/2018 → 04/2018
    Unemployed
    Columbus, OH
  • 09/2017 → 02/2018
    Crowe Horwath Llp
    Columbus, OH
  • 06/2017 → 08/2017
    Unemployed
    Columbus, OH
  • 06/2016 → 04/2017
    The Ohio State University - Bistro 2110 At The Blackwell
    Columbus, OH
  • 08/2013 → 05/2017
    The Ohio State University
    Columbus, OH
  • 02/2021 → Present
    Jpmorgan Chase Bank Na
    New York, NY
  • 02/2021 → Present
    Jpmorgan Securities Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-09-20
S63 Uniform Securities Agent State Law Examination 2019-05-09
  • S65 Uniform Investment Adviser Law Examination
    2024-09-20
  • S63 Uniform Securities Agent State Law Examination
    2019-05-09
Other Names
  • Alec Joseph Keller
  • Alec Keller
  • Alec J. Keller
  • Alec J Keller

View on SEC IAPD

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