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Cynthia Vanessa Ruvalcaba

Morgan Stanley

San Diego, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-06-03
CA RA APPROVED 2021-04-06
  • TX RA
    APPROVED_RES
    Since 2022-06-03
  • CA RA
    APPROVED
    Since 2021-04-06

Branch Locations

101 West Broadway Suite 1800, San Diego, CA 92101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Chula Vista CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Chula Vista CA 11/2016 04/2021
Morgan Stanley Smith Barney Llc San Diego CA 04/2021 Present
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Chula Vista, CA
  • 11/2016 → 04/2021
    Wells Fargo Clearing Services, Llc
    Chula Vista, CA
  • 04/2021 → Present
    Morgan Stanley Smith Barney Llc
    San Diego, CA
Previous Registrations
  • 2011-01-03 → 2021-04-12
    Wells Fargo Clearing Services, Llc
    Chula Vista, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
  • 2006-07-21 → 2011-01-03
    Wells Fargo Investments, Llc
    Chula Vista, CA
    Chula Vista, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-20
  • S66 Uniform Combined State Law Examination
    2006-07-20

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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