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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-06-22
UT RA APPROVED 2019-09-17
  • TX RA
    APPROVED_RES
    Since 2023-06-22
  • UT RA
    APPROVED
    Since 2019-09-17

Branch Locations

7440 S Creek Rd Ste 200, Sandy, UT 84093 • United States

Murray, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Sandy UT 03/2019 Present
Parliment Marketing Salt Lake City UT 04/2019 Present
2020 Exhibits Salt Lake City UT 08/2018 04/2019
Solution Reach Lehi UT 03/2018 08/2018
Hill West Environmental Park City UT 04/2013 10/2017
University Of Utah Salt Lake City UT 08/2011 12/2017
Ameriprise Financial Services, Llc Sandy UT 03/2020 Present
  • 03/2019 → Present
    Ameriprise Financial Services, Inc.
    Sandy, UT
  • 04/2019 → Present
    Parliment Marketing
    Salt Lake City, UT
  • 08/2018 → 04/2019
    2020 Exhibits
    Salt Lake City, UT
  • 03/2018 → 08/2018
    Solution Reach
    Lehi, UT
  • 04/2013 → 10/2017
    Hill West Environmental
    Park City, UT
  • 08/2011 → 12/2017
    University Of Utah
    Salt Lake City, UT
  • 03/2020 → Present
    Sandy, UT
Other Businesses

Business Ownership; Alta Management Group LLC; Owner; Manage Ameriprise Business; 7440 South Creek Road, Suite 200, Sandy , UT, 84093; Investment-Related; 08/15/2025; 1 to 9 hours per month; 1 to 9 during trading hours / Creek Road LLC.; Co-owner; Manage Ameriprise Business; 7440 South Creek Road, Suite 200, Sandy, UT, 84093; Investment-Related; 08/03/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Alta Management Group; Owner; Manage advisory business; 7440 South Creek Road, , Sandy, UT, 84093; Investment-Related; 10/09/2019; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Manager of Softball Team; This is a men's softball league put on by Salt Lake City County. We show up once a week to play a game against another team.; 4400 S 1300 E, , Millcreek, UT, 84124; Not Investment-Related; 04/07/2022; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-13
  • S66 Uniform Combined State Law Examination
    2019-09-13

View on SEC IAPD

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