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4900 Woodway Drive Suite 1200, Houston, TX 77056 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-12-08 |
Branch Locations
Houston, TX • United States
4900 Woodway Drive Suite 1200, Houston, TX 77056 • United States
2925 Richmond Avenue Suite 425, Houston, TX 77098 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-03-02 |
Branch Locations
2925 Richmond Avenue Suite 425, Houston, TX 77098 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mcdowell Hetherington Llp | Houston | TX | 05/2016 | 02/2019 |
| Quantor Capital, Llc | Houston | TX | 03/2019 | Present |
| Inscription Capital, Llc | Houston | TX | 03/2020 | Present |
1. JJC Capital, LLC, Not-investment Related, 4900 Woodway Suite 1200 Houston, TX 77056, Partner, 02/2020, 1 hour per month and 1 hour per month during trading hours, Mr. Herrera serves as a Partner of JJC Capital, LLC and, as an equity owner, does not participate in daily responsibilities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-04-10 |
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