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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-10-03 |
Branch Locations
4881 Saratoga Blvd, Corpus Christi, TX 78413 • United States
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Corpus Christi | TX | 01/2015 | Present |
| Wells Fargo Bank, Na | Corpus Christi | TX | 03/2019 | Present |
| The Great Escape | Corpus Christi | TX | 06/2017 | 09/2017 |
FAVOR DELIVERY, NOT INV RELATED, AUSTIN, TX, FAVOR RUNNER, START 1/29/2020, 85 HOURS PER MONTH, ZERO DURING TRADING, DELIVERY COURIER. AMAZON, NOT INV RELATED, CORPUS CHRISTI, TX, WAREHOUSE ASSOCIATE, START DATE: 8/8/23, 60 HRS PER MONTH, 0 HRS DURING TRADING, DUTIES: SORTING/ SCANNING PACKAGES; BLESSED BEY: INV RELATED; CORPUS CHRISTI, TX; 100% OWNERSHIP; START 08/25/2023; 20 HOURS PER MONTH; 0 HOURS DURING TRADING; DUTIES: BUSINESS OWNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-12 |
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