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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-05-11 |
Branch Locations
720 Kristine Way, The Villages, FL 32163 • United States
480 N Orlando Ave Ste C220 [F2-Rbo], Winter Park, FL 32789 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | The Villages | FL | 08/2015 | Present |
| Wells Fargo Clearing Services, Llc | Clermont | FL | 03/2019 | 05/2021 |
| Wells Fargo Clearing Services, Llc | The Villages | FL | 02/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-14 |
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