Nicole Gobert

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2019 → 03/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 09/2011 → 01/2019
  Alvarez & Marsal
  Houston, TX
• 01/2020 → 03/2022
  Bank Of America N.A.
  Houston, TX
• 06/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  The Woodlands, TX

Previous Registrations

• 2019-10-18 → 2022-04-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
  New York, NY

Other Businesses

Name: Gobert RE LLC, Oikia LLC SEC Investment Related: No Address: Houston, TX, 77055 Nature: Residential real estate companies created for reporting, tax, and liability purposes (my husband and I own single-family rental homes managed by a 3rd party property management company) Position: Co-owner with spouse Start Date: 2017 Approximate Hours / Month: 5 Hours During Trading: 0 Duties: Strategy and Operations. I*429971, Entity Type: Entity For Profit, Name of OBA: OIkia Holdings LLC, Address: Houston, Texas 77055, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 01/25/2017, No Hours: 5, No Hours during trading: 0, Duties: My husband and I own real estate and this LLC is the holding company for tax, reporting, and liability purposes. There are 0 full-time employees.

Exams

• S66 Uniform Combined State Law Examination
  2019-10-17

Other Names

• Nicole Sparkman
• Nicole Gobert
• Nicole Marie Gobert