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Lin Yan Murphy

Morgan Stanley

San Diego, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-03-06
CA RA APPROVED 2023-02-20
  • TX RA
    APPROVED_RES
    Since 2023-03-06
  • CA RA
    APPROVED
    Since 2023-02-20

Branch Locations

16644 West Bernardo Drive Suite 400, San Diego, CA 92127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Diego CA 09/2018 01/2023
Unemployed San Diego CA 07/2018 09/2018
Bank Of America San Diego CA 08/2017 07/2018
Unemployed San Diego CA 05/2017 08/2017
California State University Fullerton Fullerton CA 02/2015 05/2017
Bank Of America, N.A. San Diego CA 04/2019 01/2023
Morgan Stanley San Diego CA 01/2023 Present
  • 09/2018 → 01/2023
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Diego, CA
  • 07/2018 → 09/2018
    Unemployed
    San Diego, CA
  • 08/2017 → 07/2018
    Bank Of America
    San Diego, CA
  • 05/2017 → 08/2017
    Unemployed
    San Diego, CA
  • 02/2015 → 05/2017
    California State University Fullerton
    Fullerton, CA
  • 04/2019 → 01/2023
    Bank Of America, N.A.
    San Diego, CA
  • 01/2023 → Present
    Morgan Stanley
    San Diego, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-16
  • S66 Uniform Combined State Law Examination
    2019-08-16
Other Names
  • Lin Yan
  • Lin Murphy
  • Carrie Lin
  • Carrie Yan
  • Carrie Murphy

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
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