Michael Ray Simon

Employer firm

Rbc Rochdale, LLC CRD 117198

$73.0B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2019 → 12/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Carmel, CA
• 11/2018 → 01/2019
  Cinemark
  Monterey, CA
• 05/2018 → 08/2018
  Sal's Pizza And Baglery
  La Verne, CA
• 08/2016 → 05/2020
  California State University, Monterey Bay
  Marina, CA
• 01/2021 → Present
  City National Rochdale
  Irvine, CA

Exams

• S66 Uniform Combined State Law Examination
  2021-07-08

Other Names

• Michael Simon