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Current Employers
Five Talents Financial Management Group Llc

1441 29Th Street Ste 310, West Des Moines, IA 50266 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2020-11-18
  • IA RA
    APPROVED
    Since 2020-11-18

Branch Locations

1441 29Th Street Ste 310, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Des Moines IA 03/2011 04/2019
Lpl Financial Llc Des Moines IA 06/2019 02/2020
Unemployeed Des Moines IA 02/2020 11/2020
Lpl Financial Llc West Des Moines IA 11/2020 Present
Five Talents Financial Management Group West Des Moines IA 11/2020 Present
  • 03/2011 → 04/2019
    Wells Fargo
    Des Moines, IA
  • 06/2019 → 02/2020
    Lpl Financial Llc
    Des Moines, IA
  • 02/2020 → 11/2020
    Unemployeed
    Des Moines, IA
  • 11/2020 → Present
    Lpl Financial Llc
    West Des Moines, IA
  • 11/2020 → Present
    Five Talents Financial Management Group
    West Des Moines, IA
Other Businesses

1. 11/13/2020 - Five Talents Financial Management Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 11/25/2020 - Five Talents Financial Management Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 11/18/2020 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Five Talents Financial Management, an independent investment advisor firm. I started this business activity in 11/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-10-22
S63 Uniform Securities Agent State Law Examination 2019-08-24
  • S65 Uniform Investment Adviser Law Examination
    2020-10-22
  • S63 Uniform Securities Agent State Law Examination
    2019-08-24
Other Names
  • Scott Norman Barsness
  • Scott Barsness

View on SEC IAPD

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