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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-19
IL RA APPROVED 2007-10-19
TX RA APPROVED 2007-10-19
  • MN RA
    APPROVED
    Since 2013-11-19
  • IL RA
    APPROVED
    Since 2007-10-19
  • TX RA
    APPROVED
    Since 2007-10-19

Branch Locations

2064 Superior Dr. Nw, Rochester, MN 55901-5024 • United States

Stewartville, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Rochester MN 03/2008 Present
City National Bank Rochester MN 08/2019 Present
Previous Registrations
Other Businesses

STEWARTVILLE BASKETBALL BOOSTER CLUB; ADDRESS: 301 2ND STREET SW, STEWARTVILLE, MN 55976; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: BOOSTER CLUB; CAPACITY: OFFICER; START DATE: 9/20/2018; DUTIES: I AM THE VICE PRESIDENT AND WILL BE HELPING TO RUN THE MEETINGS AND APPROVE ANY FUNDRAISING EFFORTS OR EXPENSES THAT THE CLUB HAS' HOURS DEVOTED PER MONTH: APPROX 3; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-29
  • S66 Uniform Combined State Law Examination
    2005-06-29
Other Names
  • Kylie Ann Fawcett

View on SEC IAPD

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