Best Investors Account Sign in
Current Employers
Providence Financial And Insurances, Inc.

6320 Canoga Avenue, Suite 600, Woodland Hills, CA 91367 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-05-01
  • CA RA
    APPROVED
    Since 2025-05-01

Branch Locations

6320 Canoga Avenue, Suite 600, Woodland Hills, CA 91367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Harbor City CA 07/2008 04/2022
Providence Financial And Insurances, Inc. Woodland Hills CA 07/2022 Present
Allegiance Gold Woodland Hills CA 05/2022 07/2022
Previous Registrations
  • 2008-04-25 → 2022-04-01
    Osaic Fs, Inc.
    Laguna Beach, CA
    Laguna Beach, CA
    Harbor City, CA
Other Businesses

1) ARTIZAN IMAGES 1605 OAKHORNE DR. HARBOR CITY, CA 90710 CATEGORY: RETAIL, SERVICE INDUSTRY OR SALARIED EMPLOYEE INVESTMENT-RELATED: NO TITLE: OWNER DUTIES: WEDDING, ENGAGEMENT, EVENT PHOTOGRAPHY START DATE: 8/6/13 HOURS PER MONTH: 10 HOURS PER MONTH DURING TRADING HOURS: 0 2) INSURANCE AGENT WOODLAND HILLS, CA CATEGORY: INDEPENDENTLY LICENSED TO SELL INSURANCE AND ANNUITY PRODUCTS THROUGH VARIOUS INSURANCE COMPANIES INVESTMENT-RELATED: YES TITLE: INSUARNCE AGENT DUTIES: INDEPENDENTLY LICENSED TO SELL INSURANCE AND ANNUITY PRODUCTS THROUGH VARIOUS INSURANCE COMPANIES START DATE: 4/2006 HOURS PER MONTH: 60 HOURS PER MONTH DURING TRADING HOURS: 60

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-18
  • S66 Uniform Combined State Law Examination
    2006-07-18
Other Names
  • Thuan Lam

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Woodland Hills, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor