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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-19
CA RA APPROVED 2019-10-23
  • TX RA
    APPROVED_RES
    Since 2021-11-19
  • CA RA
    APPROVED
    Since 2019-10-23

Branch Locations

55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Pasadena CA 04/2019 Present
Chun Yu Works Pomona CA 02/2017 03/2019
Ofco Industrial Co. Kaohsiung 11/2014 01/2017
  • 04/2019 → Present
    Pasadena, CA
  • 02/2017 → 03/2019
    Chun Yu Works
    Pomona, CA
  • 11/2014 → 01/2017
    Ofco Industrial Co.
    Kaohsiung
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-23
  • S66 Uniform Combined State Law Examination
    2019-10-23

View on SEC IAPD

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