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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-11-28 |
Branch Locations
1704 Redwood Highway, Corte Madera, CA 94925 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Walnut Creek | CA | 03/2019 | 12/2021 |
| Principal Securities Inc | Walnut Creek | CA | 03/2019 | 12/2021 |
| Denise Easterby | San Rafael | CA | 08/2006 | 03/2019 |
| Law Offices Of Sylvia Shapiro | San Anselmo | CA | 09/2016 | 06/2018 |
| Law Office Of Christana Sherman | San Rafael | CA | 04/2016 | 08/2017 |
| Union Financial, Inc | Walnut Creek | CA | 04/2021 | 12/2021 |
| Td Ameritrade | Corte Madra | CA | 12/2021 | 06/2024 |
| Charles Schwab & Co., Inc. | Corte Madera | CA | 05/2022 | Present |
1) Principal Life Insurance | Investment Related:No|711 High St|Des Moines|IA|50392|USA|Insurance|Former Employee|1/7/2022|Less than 20|0|No current responsibilities, receiving trailers/residuals on insurance products from when I used to work there.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 2019-04-25 |
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