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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-11-14 |
Branch Locations
300 Patriot Drive Suite B, Little Chute, WI 54140 • United States
10000 W Innovation Drive Suite 190, Wauwatosa, WI 53226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 04/2019 | 02/2020 |
| West Corporation | Appleton | WI | 05/2007 | 03/2019 |
| Pruco Securities, Llc. | Wauwatosa | WI | 05/2020 | 11/2024 |
| Prudential Insurance Company Of America | Wauwatosa | WI | 07/2020 | Present |
| Lpl Enterprise, Llc | Little Chute | WI | 11/2024 | Present |
1.11/26/2024; PRU CREW LLC; Real Estate rental; yes inv related; 160 hr/mo non trading; 160 hr/mo trading; 05/01/2024 \THE PRU CREW LLC POSITION: limited partner NATURE: Lease commercial property for the benefits of the owners INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2024 ADDRESS: 300 Patriot Drive, Little Chute WI 54140, United States DESCRIPTION: consult with general partner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-31 |
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