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Current Employers
Sowell Management

5320 Northshore Drive, North Little Rock, AR 72118 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-12-01
  • AL RA
    APPROVED
    Since 2025-12-01

Branch Locations

5320 Northshore Drive, North Little Rock, AR 72118 • United States

Birmingham, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 05/2019 02/2020
Verizon Wireless Irving TX 09/1996 09/2018
Unemployed Birmingham AL 10/2018 04/2019
Mutual Of Omaha Investor Services Birmingham AL 02/2020 11/2021
Mutual Of Omaha Insurance Company Birmingham AL 02/2020 11/2021
Stonex Securities Inc. Birmingham AL 11/2021 11/2025
Stonex Advisors Inc. Birmingham AL 11/2021 11/2025
Sowell Management Birmingham AL 12/2025 Present
  • 05/2019 → 02/2020
    St Louis, MO
  • 09/1996 → 09/2018
    Verizon Wireless
    Irving, TX
  • 10/2018 → 04/2019
    Unemployed
    Birmingham, AL
  • 02/2020 → 11/2021
    Mutual Of Omaha Investor Services
    Birmingham, AL
  • 02/2020 → 11/2021
    Mutual Of Omaha Insurance Company
    Birmingham, AL
  • 11/2021 → 11/2025
    Stonex Securities Inc.
    Birmingham, AL
  • 11/2021 → 11/2025
    Birmingham, AL
  • 12/2025 → Present
    Birmingham, AL
Previous Registrations
Other Businesses

1) Hearthwell Financial; Birmingham, AL; investment-related; financial advisor; starting 11/2025; DBA used to provide and market insurance and financial services, investment advisory services offered through Sowell Management. 2) Alabama Insurance License; investment-related; Alabama; Licensed Insurance Producer with lines of authority to sell accident, health, life, and variable policies; starting 02/2020; less than 5 hours a month spent outside trading hours dedicated to this activity; the sale of insurance products and policies for a commission.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-08
  • S66 Uniform Combined State Law Examination
    2019-07-08
Other Names
  • David Kevin Giegel
  • David K Giegel

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