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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-01-04
  • IL RA
    APPROVED
    Since 2022-01-04

Branch Locations

1020 Milwaukee Ave. Ste. 325, Deerfield, IL 60015 • United States

Buffalo Grove, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Deerfield IL 05/2021 12/2021
Lpl Financial Llc Deerfield IL 03/2019 05/2021
Express Line Corporation Elk Grove Village IL 03/2018 03/2019
Unemployed Buffalo Grove IL 07/2014 03/2018
Cambridge Investment Research, Inc. Fairfield IA 01/2022 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2022 Present
Previous Registrations
Other Businesses

1) REN & ASSOCIATES / 1020 Milwaukee Ave, Suite 325, Deerfield IL 60015 / 01/08/2013 / INV REL / DBA FOR CAMBRIDGE BUSINESS / 160HR/MO - 160HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADMINISTRATIVE REP OF AN RIA. INV REL, 160 HR/MO- 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-03
  • S66 Uniform Combined State Law Examination
    2021-06-03

View on SEC IAPD

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