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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-04-01 |
| MD | RA | APPROVED | 2019-06-25 |
Branch Locations
30 West Patrick Street Suite 700, Frederick, MD 21701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Frederick | MD | 04/2019 | Present |
| M&T Bank | Baltimore | MD | 01/2000 | 03/2019 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 06/2019 | Present |
DIW Group, Inc. - serve on the board of directors (not investment-related) 4845 International Blvd., Ste 104 Frederick, MD 21703 Company is a geotechnical engineering company. I have served on the board for approximately seven years. Time devoted is approximately 2 hours each quarter...8 hours annually. All time is after trading hours. Roles include voting on executive compensation, compliance and legal issues and financial oversight. Both entities were reported on my OBI for outside activity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-25 |
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