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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2019-07-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Bad Axe | MI | 03/2019 | 07/2019 |
| Caro Community Schools | Caro | MI | 08/2008 | 07/2019 |
| Raymond James Financial Services Advisors Inc. | Bad Axe | MI | 07/2019 | Present |
| Raymond James Financial Services, Inc. | Bad Axe | MI | 07/2019 | Present |
| Krohn Capital Management, Llc | Bad Axe | MI | 08/2019 | 10/2023 |
| Fieldstone Wealth Management | Bad Axe | MI | 08/2019 | Present |
| Cass City Public Schools | Cass City | MI | 10/2024 | Present |
| Haag Capital Management Llc | Bad Axe | MI | 01/2021 | Present |
(1)Name of Business: Fieldstone Wealth Management Address: 1 E Huron Ave, Bad Axe, MI, 48413, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 08/07/2019 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: DBA for RJ Business (2)Name of Business: Haag Capital Management LLC Address: 1 E Huron Ave, Bad Axe, MI, 48413-1371, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2021 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: I am the owner of Haag Capital Management LLC. It was established as an LLC, elected to be taxed as an S-Corp.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-01 |
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