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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2019-07-02
  • MI RA
    APPROVED
    Since 2019-07-02

Branch Locations

1 East Huron Avenue, Bad Axe, MI 48413 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Bad Axe MI 03/2019 07/2019
Caro Community Schools Caro MI 08/2008 07/2019
Raymond James Financial Services Advisors Inc. Bad Axe MI 07/2019 Present
Raymond James Financial Services, Inc. Bad Axe MI 07/2019 Present
Krohn Capital Management, Llc Bad Axe MI 08/2019 10/2023
Fieldstone Wealth Management Bad Axe MI 08/2019 Present
Cass City Public Schools Cass City MI 10/2024 Present
Haag Capital Management Llc Bad Axe MI 01/2021 Present
  • 03/2019 → 07/2019
    Raymond James Financial Services, Inc.
    Bad Axe, MI
  • 08/2008 → 07/2019
    Caro Community Schools
    Caro, MI
  • 07/2019 → Present
    Bad Axe, MI
  • 07/2019 → Present
    Raymond James Financial Services, Inc.
    Bad Axe, MI
  • 08/2019 → 10/2023
    Krohn Capital Management, Llc
    Bad Axe, MI
  • 08/2019 → Present
    Fieldstone Wealth Management
    Bad Axe, MI
  • 10/2024 → Present
    Cass City Public Schools
    Cass City, MI
  • 01/2021 → Present
    Haag Capital Management Llc
    Bad Axe, MI
Other Businesses

(1)Name of Business: Fieldstone Wealth Management Address: 1 E Huron Ave, Bad Axe, MI, 48413, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 08/07/2019 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: DBA for RJ Business (2)Name of Business: Haag Capital Management LLC Address: 1 E Huron Ave, Bad Axe, MI, 48413-1371, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2021 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: I am the owner of Haag Capital Management LLC. It was established as an LLC, elected to be taxed as an S-Corp.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-01
  • S66 Uniform Combined State Law Examination
    2019-07-01

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