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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-10-31
MI RA APPROVED 2010-08-25
  • TX RA
    APPROVED
    Since 2018-10-31
  • MI RA
    APPROVED
    Since 2010-08-25

Branch Locations

1 East Huron Avenue, Bad Axe, MI 48413 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Bad Axe MI 07/2001 Present
Raymond James Financial Services Advisors, Inc. Bad Axe MI 01/2009 Present
Laker High School Pigeon MI 12/2017 08/2019
Other Businesses

(1)Name of Business: Fieldstone Wealth Management LLC Address: 1 E Huron Ave, Bad Axe, MI, 48413, United States Activity Type: Support Company - Owner Position/Title: Other, Officer - President Investment Related: No Start Date: 06/10/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Owner Branch Manager and Financial Advisor (2)Name of Business: Jason Partick Properties LLC Address: 1 E Huron Ave, Bad Axe, MI, 48413-1371, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 08/01/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Ownership roles. Basically ownership of office building where rent is paid by two other companies. One being our financial planning business. (3)Name of Business: Krohn Capital Management Address: 132 E Huron Ave, Bad Axe, MI 48413, Bad Axe, MI, 48413, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 09/23/2008 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: work as Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-16
S63 Uniform Securities Agent State Law Examination 2001-10-05
  • S66 Uniform Combined State Law Examination
    2010-06-16
  • S63 Uniform Securities Agent State Law Examination
    2001-10-05
Designations

View on SEC IAPD

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