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Alexander James Smith

Osaic Wealth, Inc.

Bad Axe, MI

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-11-03
  • MI RA
    APPROVED
    Since 2023-11-03

Branch Locations

1165 North Van Dyke Road, Bad Axe, MI 48413 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Bad Axe MI 09/2021 11/2023
Booms Construction Bad Axe MI 08/2018 08/2021
Zuni Christian Mission School Zuni NM 08/2010 07/2018
Osaic Wealth, Inc. Bad Axe MI 11/2023 Present
  • 09/2021 → 11/2023
    Fsc
    Bad Axe, MI
  • 08/2018 → 08/2021
    Booms Construction
    Bad Axe, MI
  • 08/2010 → 07/2018
    Zuni Christian Mission School
    Zuni, NM
  • 11/2023 → Present
    Bad Axe, MI
Previous Registrations
  • 2023-01-03 → 2023-11-03
    Fsc Securities Corporation
    Bad Axe, MI
Other Businesses

1. ALEXANDER SMITH POSITION: Public Notary NATURE: Notary Public - State of Michigan INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2021 ADDRESS: 490 N Hellems RD, Bad Axe MI 48413, United States DESCRIPTION: I notarize documents to clients- I do not receive payment for this service. 2. HURON COUNTY COMMUNITY FOUNDATION POSITION: Finance Committee Member NATURE: Member of the Huron County Community Finance committee. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/11/2024 ADDRESS: 250 E Huron AVE #303, Bad Axe MI 48413, United States DESCRIPTION: The purpose is to ensure accountability and provide feedback to the Executive Director and financial advisor responsible for managing the foundation's assets. 3. LAKE HURON FINANCIAL POSITION: Registered Assistant NATURE: Assistant to Advisor/ Registered Assistant - I am assistant to Dale Yoder and he does his work Through Lake Huron Financial and his payroll is through Lake Huron Financial. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 160 START DATE: 05/01/2022 ADDRESS: 1165 N Van Dyke RD, Bad Axe MI 48413, United States DESCRIPTION: Place orders and trades for clients and the advisor. Help the advisor prepare for meetings and help clients achieve their goals.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-13
  • S66 Uniform Combined State Law Examination
    2022-12-13
Other Names
  • Alexander Smith
  • Alex Smith

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