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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2023-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc | Bad Axe | MI | 09/2021 | 11/2023 |
| Booms Construction | Bad Axe | MI | 08/2018 | 08/2021 |
| Zuni Christian Mission School | Zuni | NM | 08/2010 | 07/2018 |
| Osaic Wealth, Inc. | Bad Axe | MI | 11/2023 | Present |
1. ALEXANDER SMITH POSITION: Public Notary NATURE: Notary Public - State of Michigan INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2021 ADDRESS: 490 N Hellems RD, Bad Axe MI 48413, United States DESCRIPTION: I notarize documents to clients- I do not receive payment for this service. 2. HURON COUNTY COMMUNITY FOUNDATION POSITION: Finance Committee Member NATURE: Member of the Huron County Community Finance committee. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/11/2024 ADDRESS: 250 E Huron AVE #303, Bad Axe MI 48413, United States DESCRIPTION: The purpose is to ensure accountability and provide feedback to the Executive Director and financial advisor responsible for managing the foundation's assets. 3. LAKE HURON FINANCIAL POSITION: Registered Assistant NATURE: Assistant to Advisor/ Registered Assistant - I am assistant to Dale Yoder and he does his work Through Lake Huron Financial and his payroll is through Lake Huron Financial. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 160 START DATE: 05/01/2022 ADDRESS: 1165 N Van Dyke RD, Bad Axe MI 48413, United States DESCRIPTION: Place orders and trades for clients and the advisor. Help the advisor prepare for meetings and help clients achieve their goals.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-13 |
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