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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-12-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic | Bad Axe | MI | 09/2025 | Present |
| Northstar Bank | Bad Axe | MI | 10/2006 | 09/2025 |
1. LAKE HURON FINANCIAL POSITION: Registered Assistant NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 12/01/2025 ADDRESS: 1165 N Van Dyke, Bad Axe MI 48413, United States DESCRIPTION: Placing orders and items supervised by Dale Yoder, Financial Advisor.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-04 |
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