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3 E 28Th Street 7Th Floor, New York, NY 10016 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-05-04 |
Branch Locations
3 E 28Th Street 7Th Floor, New York, NY 10016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 08/2020 | 04/2021 |
| The Ohio State University | Columbus | OH | 08/2016 | 05/2020 |
| Westchester Financial Advisors | Tarrytown | NY | 05/2019 | 08/2019 |
| Babcock International | Madrid | 05/2018 | 07/2018 | |
| A La Mode Ice Cream | Katonah | NY | 05/2017 | 08/2017 |
| Self Employed | Charlotte | NC | 08/2020 | 10/2020 |
| Brex Treasury Llc | Charlotte | NC | 04/2021 | Present |
| Npm Securities, Llc | New York | NY | 04/2025 | Present |
| Secondmarket Financial, Llc | New York | NY | 05/2026 | Present |
Second Market - Investment Advisor Representative (registered investment advisor) - New York NY. Started in May 2026. In his role with NPM and Second Market he will be working during market hours. His time will be split between the two firms.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 2020-09-24 |
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