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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2025-11-05 |
Branch Locations
6101 Moon Street Northeast Suite 3000, Albuquerque, NM 87111 • United States
6101 Moon Street Northeast Suite 3000, Albuquerque, NM 87111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Teksystems | Albuquerque | NM | 06/2016 | 12/2017 |
| Specialized Ira Services | Albuquerque | NM | 02/2018 | 02/2019 |
| Mark J. Napolin & Associates, Inc. | Albuquerque | NM | 02/2019 | Present |
| Osaic Wealth, Inc. | Albuquerque | NM | 01/2021 | 11/2025 |
| Lpl Financial Llc | Albuquerque | NM | 11/2025 | Present |
1. 10/2025 - MARK J. NAPOLIN & ASSOCIATES INC - DBA for LPL Business (entity for LPL business) - Investment Related - 0 Hrs/Mth - 0 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 10/28/2025 2. 10/2025 - Bien Fierce Entertainment LLC - Entertainment - Not Investment Related - 5 Hrs/Mth - 0 Hrs During Trading - Santa FE, NM 87507 - OBA Start Date: 05/01/2018 3. 10/2025 - DMC Records and Entertainment - Artist/Musician - Not Investment Related - 5 Hrs/Mth - 0 Hrs During Trading - Taos, NM 87571 - OBA Start Date: 01/01/2006
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-27 |
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