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Oscar Manuel Vargas

Wells Fargo Clearing Services, LLC

El Segundo, CA

Los Angeles, CA

Manhattan Beach, CA

CRD 7081652

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-04
CA RA APPROVED 2021-06-17
  • TX RA
    APPROVED_RES
    Since 2025-03-04
  • CA RA
    APPROVED
    Since 2021-06-17

Branch Locations

2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States

10789 W Pico Blvd, Los Angeles, CA 90064 • United States

2910 N Sepulveda Blvd, Manhattan Beach, CA 90266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na La Mirada CA 09/2012 Present
Wells Fargo Clearing Services Llc La Mirada CA 03/2019 Present
Uber Los Angeles CA 05/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-17
S63 Uniform Securities Agent State Law Examination 2019-06-10
  • S66 Uniform Combined State Law Examination
    2021-06-17
  • S63 Uniform Securities Agent State Law Examination
    2019-06-10

View on SEC IAPD

Nearby Firms

MORGAN STANLEY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SOLACE CAPITAL PARTNERS, L.P.

Nearby Investors

JAN YVONNE MILLER
LIGAYA JUNG GUDERIAN
MICHAEL J HATCH

Nearby Offices

MORGAN STANLEY · El Segundo, CA
WELLS FARGO CLEARING SERVICES, LLC · EL SEGUNDO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · EL SEGUNDO, CA

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