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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-08-24 |
| TX | RA | APPROVED | 2023-08-24 |
Branch Locations
17011 Beach Blvd Ste 565, Huntington Beach, CA 92647 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 03/2019 | Present |
| Paradigm Global Investments Ltd | Garden Grove | CA | 09/2007 | 12/2018 |
| Lpl Financial | Huntington Beach | CA | 08/2023 | Present |
1- 08/2023 / Legacy Ridge Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / 2- 08/2023 / Sporos Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Relared
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-13 |
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