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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-08-25 |
| TX | RA | APPROVED_RES | 2025-08-25 |
Branch Locations
400 East Kaliste Saloom Road Suite 1200, Lafayette, LA 70508 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Bloomington | IN | 06/2017 | 11/2021 |
| Dominick Feld Hyde | Birmingham | AL | 11/2015 | 06/2017 |
| Fifth Third Securities | Bloomington | IN | 02/2019 | 11/2021 |
| Hancock Whitney Bank | Opelousas | LA | 11/2021 | 10/2022 |
| Hancock Whitney Investment Services, Inc. | Opelousas | LA | 11/2021 | 08/2022 |
| Cetera Investment Services Llc | Saint Cloud | MN | 08/2022 | 08/2025 |
| Cetera Investment Advisers Llc | Opelousas | LA | 08/2022 | 10/2022 |
| Regions Bank | Broussard | LA | 10/2022 | 08/2025 |
| Cetera Investment Advisers Llc | Broussard | LA | 10/2022 | 08/2025 |
| Morgan Stanley | Lafayette | LA | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 2019-09-16 |
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