Joseph Paul Lucia

Current Employers

Employment History

• 04/2010 → 10/2020
  Lucia Capital Group, Llc
  San Diego, CA
• 09/2011 → 10/2020
  Lucia Securities, Llc
  San Diego, CA
• 02/2012 → 09/2020
  Lucia Capital Management, Llc
  San Diego, CA
• 09/2020 → Present
  Lpl Financial, Llc
  San Diego, CA

Previous Registrations

• 2010-04-09 → 2020-10-05
  Lucia Capital Group
  San Diego, CA
• 2013-04-02 → 2020-09-30
  Pinhook Capital, Llc
  San Diego, CA
• 2006-02-01 → 2010-10-20
  Raymond J. Lucia Companies, Inc.
  San Diego, CA

Other Businesses

1) 2020-09-14 - The M&M Childen's Trust - Act in a Fiduciary Capacity - Y - PO Box 5010-376 - 2020-09-14 - 1hrs/mth - 0hrs/mth during trading 2) 2020-09-14 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Lucia Capital Group / - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2020-09-14 - 160hrs/mth - 8hrs/mth during trading 3) 2020-09-14 - Lucia Capital Group, LLC - Business Entity For Tax/Investment Purposes Only - Y - at reported business location(s) - 2020-09-14 - 10hrs/mth - 0hrs/mth during trading 4) 2020-09-14 - Montecito Venture Partners, LLC - Other - Member-Managed, LLC - Y - at reported business location(s) - 2020-09-14 - 15hrs/mth - 0hrs/mth during trading 5) 2020-09-14 - BEL1EVE Properties, LLC - Other-Business Owner - Y - at reported business location(s) - 2020-09-14 - 0hrs/mth - 0hrs/mth during trading 6) 2020-09-14 - Tattered Beauty LLC - Other-Business Owner - N - at reported business location(s) - 2020-09-14 - 0hrs/mth - 0hrs/mth during trading 7) 2020-09-14 - Lucia Wealth Services - Business Entity For Tax/Investment Purposes Only - Y - at reported business location(s) - 2020-09-14 - 1hrs/mth - 0hrs/mth during trading 8) 2020-11-12 - Westland Financial Services, Inc. - Non-Variable Insurance - Y - at reported business location(s) - 2020-11-11 - 1hrs/mth - 1hrs/mth during trading 9) 2021-03-17 - 15 Equity LLC - Business Entity For Tax/Investment Purposes Only - N - at reported business location(s) - 2021-03-17 - hrs/mth - hrs/mth during trading 10) 2021-10-28 - Shift 45, LLC - Business Entity For Tax/Investment Purposes Only - Y - at reported business location(s) - 2021-10-27 - 1hrs/mth - 1hrs/mth during trading 11) 2024-03-22 - LCG Financial Partners LLC - Business Entity For Tax/Investment Purposes Only - Y - at reported business location(s) - 2024-02-08 - 10hrs/mth - 2hrs/mth during trading 12) 2024-03-22 - BucketsFP LLC - Business Entity For Tax/Investment Purposes Only - N - at reported business location(s) - 2024-02-08 - 10hrs/mth - 2hrs/mth during trading 13) 2024-05-10 - None - Real Estate Rental - Y - N/A - 2024-02-08 - 0hrs/mth - 0hrs/mth during trading 14) 2024-05-10 - None - Real Estate Rental - Y - N/A - 2024-02-08 - 0hrs/mth - 0hrs/mth during trading 15) 2024-05-10 - Non - Real Estate Rental - Y - N/A - 2024-02-08 - 0hrs/mth - 0hrs/mth during trading 16) 2025-02-24 - Quotient Technologies - Business Entity For Tax/Investment Purposes Only - N - at reported business location(s) - 2025-02-20 - 20hrs/mth - 5hrs/mth during trading 17) 2025-02-24 - Quotient Advisor Community - Business Entity For Tax/Investment Purposes Only - - at reported business location(s) - 2025-02-20 - 10hrs/mth - 5hrs/mth during trading 18) 2026-01-12 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Quotient Advisor Partners - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2022-01-03 - 80hrs/mth - 3hrs/mth during trading 19) 2026-05-05 - Lucia Management Co., DBA Lucia Pro - Business Owner - Y - San Diego CA - 2026-01-08 - 5hrs/mth - 0hrs/mth during trading

Exams

• S66 Uniform Combined State Law Examination
  2005-12-21