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Ronnie Ray Sanchez

LPl Financial LLC

San Diego, CA

Escondido, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-09-01
  • CA RA
    APPROVED
    Since 2020-09-01

Branch Locations

16789 Bernardo Center Dr, San Diego, CA 92128 • United States

Escondido, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rjl Wealth Management, Llc San Diego CA 07/2011 10/2020
Lucia Securities, Llc San Diego CA 09/2011 10/2020
Lpl Financial, Llc San Diego CA 09/2020 Present
  • 07/2011 → 10/2020
    Rjl Wealth Management, Llc
    San Diego, CA
  • 09/2011 → 10/2020
    Lucia Securities, Llc
    San Diego, CA
  • 09/2020 → Present
    Lpl Financial, Llc
    San Diego, CA
Previous Registrations
  • 2012-06-12 → 2020-10-05
    Lucia Capital Group
    San Diego, CA
Other Businesses

1. 09/01/2020 - LUCIA CAPITAL GROUP/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 100%/ SAN DIEGO, CA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-21
S63 Uniform Securities Agent State Law Examination 2000-01-03
  • S66 Uniform Combined State Law Examination
    2012-05-21
  • S63 Uniform Securities Agent State Law Examination
    2000-01-03

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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