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Daniel Pantoja

J.P. Morgan Securities LLC

Deerfield, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-01-08
TX RA APPROVED_RES 2026-01-06
  • IL RA
    APPROVED
    Since 2026-01-08
  • TX RA
    APPROVED_RES
    Since 2026-01-06

Branch Locations

770 Waukegan Road, Deerfield, IL 60015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Deerfield IL 01/2026 Present
Jpmorgan Chase Bank, N.A. Deerfield IL 02/2019 Present
J.P. Morgan Institutional Investments Inc. Chicago IL 05/2024 12/2025
J.P. Morgan Investment Management Inc. Chicago IL 10/2023 12/2025
Tao Hospitality Group Chicago IL 02/2023 10/2023
J.P. Morgan Securities Llc Chicago IL 02/2019 10/2023
Bhg/111 W Hubbard Partnership Chicago IL 10/2019 06/2021
Bmo Bank/Bmo Harris Chicago IL 06/2018 02/2019
Chicago Park District Chicago IL 06/2011 06/2018
Dreamon Education Chicago IL 09/2016 06/2017
  • 01/2026 → Present
    J.P. Morgan Securities Llc
    Deerfield, IL
  • 02/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Deerfield, IL
  • 05/2024 → 12/2025
    J.P. Morgan Institutional Investments Inc.
    Chicago, IL
  • 10/2023 → 12/2025
    J.P. Morgan Investment Management Inc.
    Chicago, IL
  • 02/2023 → 10/2023
    Tao Hospitality Group
    Chicago, IL
  • 02/2019 → 10/2023
    J.P. Morgan Securities Llc
    Chicago, IL
  • 10/2019 → 06/2021
    Bhg/111 W Hubbard Partnership
    Chicago, IL
  • 06/2018 → 02/2019
    Bmo Bank/Bmo Harris
    Chicago, IL
  • 06/2011 → 06/2018
    Chicago Park District
    Chicago, IL
  • 09/2016 → 06/2017
    Dreamon Education
    Chicago, IL
Previous Registrations
  • 2022-05-13 → 2023-10-26
    J.P. Morgan Securities Llc
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Westerville, OH
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-04
S63 Uniform Securities Agent State Law Examination 2019-04-19
  • S66 Uniform Combined State Law Examination
    2022-05-04
  • S63 Uniform Securities Agent State Law Examination
    2019-04-19

View on SEC IAPD

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