Nicole Ashley Thompson

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-11-22
NY	RA	APPROVED	2021-11-11

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	03/2019	Present
Mass Mutual Mid-Atlantic	Elkridge	MD	05/2018	02/2019
Towson University	Towson	MD	08/2015	08/2018
Anthonyâ??S Coal Fired Pizza	Marlboro	NJ	04/2015	12/2017

03/2019 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
05/2018 → 02/2019

Mass Mutual Mid-Atlantic

Elkridge, MD
08/2015 → 08/2018

Towson University

Towson, MD
04/2015 → 12/2017

Anthonyâ??S Coal Fired Pizza

Marlboro, NJ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-11-10

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