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Employer firm

Alexander Capital Wealth Management LLC CRD 157714

$238M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Alexander Capital Wealth Management Llc

10 Drs. James Parker Blvd Suite 202, Red Bank, NJ 07701 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-03-26
  • FL RA
    APPROVED
    Since 2024-03-26

Branch Locations

11834 Cr 101, Suite 203, The Villages, FL 32162 • United States

10 Drs. James Parker Blvd Suite 202, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 03/2019 03/2024
Us Bank Santa Barbara CA 01/2017 03/2019
Guaranteed Rate Los Angeles CA 05/2016 01/2017
Alexander Capital Red Bank NJ 03/2024 Present
  • 03/2019 → 03/2024
    St Louis, MO
  • 01/2017 → 03/2019
    Us Bank
    Santa Barbara, CA
  • 05/2016 → 01/2017
    Guaranteed Rate
    Los Angeles, CA
  • 03/2024 → Present
    Alexander Capital
    Red Bank, NJ
Previous Registrations
  • 2019-06-18 → 2024-03-28
    The Villages, FL
    St Louis, MO
    The Villages, FL
    The Villages, FL
Other Businesses

1) allididwasme (All I Did Was Me) - Sole Proprietor - Non- Investment related - Mindset and Performance Coaching, Music Projects (writing/production) - 2 hours per week 2) Niccole Palacios Insurance Agent = So Proprietor - Sole Owner - Fixed annuity & Insurance Sales - Non investment related - Less than 2 hours per week.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-15
  • S66 Uniform Combined State Law Examination
    2019-06-15
Other Names
  • Niccole Marie Fentress
  • Niccole Marie Swinarton
  • Nicole Marie Kelly
  • Niccole Marie Kelly

View on SEC IAPD

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