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1905 Wayzata Blvd Suite 320, Wayzata, MN 55391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2022-02-22 |
Branch Locations
1905 Wayzata Blvd Suite 320, Wayzata, MN 55391 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hilton Garden Inn, Wausau | Wausau | WI | 09/2018 | 06/2019 |
| Forest Springs Camp & Conference Center | Westboro | WI | 01/2016 | 08/2018 |
| Thrivent Investment Management Inc | Wausau | WI | 05/2019 | 09/2020 |
| Thrivent Financial | Appleton | WI | 06/2019 | 10/2019 |
| Thrivent Financial | Appleton | WI | 10/2019 | 09/2020 |
| Foundations Investment Advisors Llc | Scottsdale | AZ | 10/2020 | Present |
| Fiat Wealth Management | Wayzata | MN | 01/2022 | Present |
| Fiat Insurance Services, Llc | Wayzata | MN | 10/2020 | Present |
1.) Fiat Insurance Services, LLC; Investment Related; Wayzata, MN; Insurance Agency; Insurance Agent; Start Date 10/2020; Approximately 80 hours/month with the majority of hours devoted during securities trading hours; Insurance Sales, Servicing, and Marketing 2.) Foundations Investment Advisors LLC; Investment Related; Scottsdale, AZ; RIA; Investment Adviser Representative; Approximately 40 hours/month with the majority of hours devoted during securities trading hours 3.) Fiat Wealth Management; Investment Related; Wayzata, MN; RIA; Investment Adviser Representative; Approximately 40 hours/month with the majority of hours devoted during securities trading hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-10 |
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