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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-11-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Cape Coral | FL | 02/2013 | Present |
| Fifth Third Securities | Cape Coral | FL | 02/2019 | Present |
Four Seasons Mountain Investments LLC - 10017 Smarty ones Dr., Ruskin, FL 33573 - rental operator - owner/landlord - 1 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-27 |
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