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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-11-08
  • FL RA
    APPROVED
    Since 2019-11-08

Branch Locations

2402 Surfside Blvd, Cape Coral, FL 33991 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Cape Coral FL 02/2013 Present
Fifth Third Securities Cape Coral FL 02/2019 Present
  • 02/2013 → Present
    Fifth Third Bank
    Cape Coral, FL
  • 02/2019 → Present
    Fifth Third Securities
    Cape Coral, FL
Other Businesses

Four Seasons Mountain Investments LLC - 10017 Smarty ones Dr., Ruskin, FL 33573 - rental operator - owner/landlord - 1 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-11-07
S63 Uniform Securities Agent State Law Examination 2019-08-27
  • S65 Uniform Investment Adviser Law Examination
    2019-11-07
  • S63 Uniform Securities Agent State Law Examination
    2019-08-27

View on SEC IAPD

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