Elisa N. Ricci

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2017 → 06/2019
  Unemployed
  New York, NY
• 03/2023 → 03/2023
  Oppenheimer & Co. Inc.
  New York, NY
• 09/2012 → 05/2017
  Pace University
  New York, NY
• 07/2019 → 01/2023
  Principal Life Insurance Company
  Utica, NY
• 05/2023 → 06/2025
  Sanctuary Securities, Inc.
  Jersey City, NJ
• 06/2025 → Present
  J.P. Morgan Securities Llc
  New York, NY
• 06/2025 → Present
  Jpmorgan Chase Bank, N.A.
  New York, NY
• 04/2023 → 04/2023
  Unemployed
  New York, NY
• 02/2023 → 02/2023
  Unemployed
  New York, NY

Other Businesses

Effective 6/30/2025 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

• S66 Uniform Combined State Law Examination
  2025-11-25
• S63 Uniform Securities Agent State Law Examination
  2019-06-18

Other Names

• Elisa Nicole Ricci