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Pfs Investments Inc. CRD 10111
$15.5B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1 Primerica Parkway, Duluth, GA 30099-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-02-09 |
Branch Locations
777 Coney Island Ave Ste 1A, Brooklyn, NY 11218 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pfs Investments Inc. | Brooklyn | NY | 04/2019 | Present |
| Primerica Financial Services | Brooklyn | NY | 04/2018 | Present |
| Unemployed | Bronx | NY | 06/2013 | 01/2017 |
| Borough Of Manhattan Community College | New York | NY | 01/2017 | 01/2019 |
Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Diversity Empowered, LLC, Investment Related, Harsdale, NY 10530, Primerica Business Purposes, President, 11/2023 to Present, 100 hours committed per month (100 hours during securities trading hours), legal entity formed solely for Primerica Business Purposes.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 2019-06-15 |
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