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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-05-28 |
| CO | RA | APPROVED | 2025-05-15 |
Branch Locations
9810 North Union Blvd., Colorado Springs, CO 80924 • United States
4989 Factory Shops Blvd #210, Castle Rock, CO 80108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank N.A. | Colorado Springs | CO | 06/2011 | 10/2017 |
| Folium Biosciences | Colorado Springs | CO | 10/2017 | 11/2018 |
| T Rowe Price | Colorado Springs | CO | 02/2019 | 05/2020 |
| Cuso Financial Services | San Diego | CA | 05/2020 | 05/2025 |
| Lpl Financial Llc | Colorado Springs | CO | 05/2025 | Present |
1. 5/15/2025: Air Academy Investment Group; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 5/16/2025; 160hrs/mo. during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-05 |
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