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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-28
CO RA APPROVED 2025-05-15
  • TX RA
    APPROVED_RES
    Since 2025-05-28
  • CO RA
    APPROVED
    Since 2025-05-15

Branch Locations

9810 North Union Blvd., Colorado Springs, CO 80924 • United States

4989 Factory Shops Blvd #210, Castle Rock, CO 80108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank N.A. Colorado Springs CO 06/2011 10/2017
Folium Biosciences Colorado Springs CO 10/2017 11/2018
T Rowe Price Colorado Springs CO 02/2019 05/2020
Cuso Financial Services San Diego CA 05/2020 05/2025
Lpl Financial Llc Colorado Springs CO 05/2025 Present
  • 06/2011 → 10/2017
    Wells Fargo Bank N.A.
    Colorado Springs, CO
  • 10/2017 → 11/2018
    Folium Biosciences
    Colorado Springs, CO
  • 02/2019 → 05/2020
    T Rowe Price
    Colorado Springs, CO
  • 05/2020 → 05/2025
    Cuso Financial Services
    San Diego, CA
  • 05/2025 → Present
    Colorado Springs, CO
Previous Registrations
Other Businesses

1. 5/15/2025: Air Academy Investment Group; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 5/16/2025; 160hrs/mo. during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-05
  • S66 Uniform Combined State Law Examination
    2019-06-05
Other Names
  • Daniel Jesus Urquidi
  • Daniel Jesus Urquidi

View on SEC IAPD

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