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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-10-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Champaign | IL | 02/2019 | 10/2023 |
| B&L Machine And Design | Effingham | IL | 01/2017 | 02/2019 |
| John Boos & Company | Effingham | IL | 12/2012 | 01/2017 |
| Bank Of America, N.A. | Champaign | IL | 04/2019 | 10/2023 |
| Lpl Financial Llc | Effingham | IL | 10/2023 | Present |
1.10/03/2023; 7N8 Investments, Inc.; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 06/29/2018; 1hrs/mth; 1hrs during trading 2.10/03/2023; Cash Crops; Real Estate Rental; Investment Related; Teutopolis,IL; Start Date 06/29/2018; 2hrs/mth; 2hrs during trading 3.10/03/2023; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Goeckner Financial Group; Investment Related; at Reported Business Location(s); Start Date 09/25/2023; 160hrs/mth; 8hrs during trading 4.07/28/2026; Goeckner Financial Group, LLC; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 06/24/2026; 2hrs/mth; 2hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-30 |
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