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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-10-01
  • CT RA
    APPROVED
    Since 2025-10-01

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

South Windsor, CT • United States

South Windsor, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Windsor CT 10/2019 10/2025
New York Life Insurance Company Windsor CT 09/2019 10/2025
Ticket Network/Eventvest South Windsor CT 03/2013 10/2019
Kahan O'NEill Realty Vernon CT 06/2016 03/2019
Eagle Strategies Llc Windsor CT 07/2021 10/2025
Lpl Financial South Windsor CT 10/2025 Present
  • 10/2019 → 10/2025
    Nylife Securities Llc
    Windsor, CT
  • 09/2019 → 10/2025
    New York Life Insurance Company
    Windsor, CT
  • 03/2013 → 10/2019
    Ticket Network/Eventvest
    South Windsor, CT
  • 06/2016 → 03/2019
    Kahan O'NEill Realty
    Vernon, CT
  • 07/2021 → 10/2025
    Windsor, CT
  • 10/2025 → Present
    Lpl Financial
    South Windsor, CT
Previous Registrations
Other Businesses

1.08/2025 - Blue Atom Capital - DBA for LPL Business (entity for LPL business) - Investment Related - 200 Hour(s)/Month - 6 Hour(s) During Trading - At Reported Business Location (s) - OBA Start Date: 10/01/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-07
S63 Uniform Securities Agent State Law Examination 2020-02-04
  • S66 Uniform Combined State Law Examination
    2021-06-07
  • S63 Uniform Securities Agent State Law Examination
    2020-02-04

View on SEC IAPD

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