Leonardo Brame

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-03-16

FL RA
APPROVED

Since 2026-03-16

Branch Locations

1800 North Military Trail Suite 300, Boca Raton, FL 33431 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
New York Life	Sunrise	FL	11/2021	07/2022
Healthcare Financial	Quincy	MA	04/2010	11/2022
Interactive Brokers Llc	Fort Lauderdale	FL	11/2022	06/2025
Ubs Financial Services Inc	Boca Raton	FL	06/2025	Present

11/2021 → 07/2022

New York Life

Sunrise, FL
04/2010 → 11/2022

Healthcare Financial

Quincy, MA
11/2022 → 06/2025

Interactive Brokers Llc

Fort Lauderdale, FL
06/2025 → Present

Ubs Financial Services Inc

Boca Raton, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-03-13
S63	Uniform Securities Agent State Law Examination	2022-07-30

S66 Uniform Combined State Law Examination

2026-03-13
S63 Uniform Securities Agent State Law Examination

2022-07-30

Other Names

Leonardo Dias Brame
Leonado Dias Brame

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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