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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2020-10-01
  • SC RA
    APPROVED
    Since 2020-10-01

Branch Locations

1301 Gervais St, Columbia, SC 29201 • United States

620 S Tryon St, Charlotte, NC 28255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Columbia SC 02/2019 Present
My Carolina Alumni Association/University Of South Carolina Columbia SC 08/2014 02/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbia SC 02/2019 Present
Other Businesses

I*135860For profit or not for profit: Non-Profit OrganizationName of outside business organization: SustainSCInvestment related: NAddress of business:Columbia, South Carolina 29206Nature of business: Charitable Organization,Position, title, association: Committee Member, Start date of relationship: 1/31/2021Number of hours devoted: 4 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Org is focused on aligning the diversity of our state around the future of commerce and conservation. We are mapping a landscape plan to support South Carolina s economic growth, natural resource infrastructure and quality of life. I*3612270 Entity Type: Entity Charitable Name of OBA: South Carolina Banker's Association Address: Columbia, South Carolina, 29201 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 07/01/2026 Number of Hours: 1, Weekly Number of Hours during trading: 1, Weekly Duties: The SCBA is the professional trade association organized to effectively represent the common interest and welfare of the banking industry in South Carolina and to promote the professional development of its members and their employees. Board member of The Emerging Leaders Division. This board is a very active and integral part of the SCBA with the purpose to enhance the welfare of emerging leaders and their banks.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-30
  • S66 Uniform Combined State Law Examination
    2020-09-30
Other Names
  • Lindsey Jordan Spires
  • Lindsey Griffin

View on SEC IAPD

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