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350 Madison Ave. Compliance 4Th Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-03-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Hawaii At Manoa | Honolulu | HI | 08/2014 | 05/2019 |
| Powerhouse Gym Aiea | Aiea | HI | 04/2017 | 12/2019 |
| E.A. Buck Insurance Dba E.A. Buck Financial Services | Honolulu | HI | 02/2019 | 04/2022 |
| Ae Wealth Management, Llc | Topeka | KS | 10/2021 | 04/2022 |
| Madison Avenue Securities | San Diego | CA | 09/2021 | 04/2022 |
| Valley National Bank | New York | NY | 08/2022 | Present |
| Valley Financial Management, Inc. | New York | NY | 03/2024 | Present |
| Unemployed | New York | NY | 05/2022 | 08/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-20 |
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