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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-01-22
  • NY RA
    APPROVED
    Since 2024-01-22

Branch Locations

Cwm Retail, Sales 734 Lexington Ave, New York, NY 10022 • United States

New York, NY • United States

Citi Retail Banking 123 East 86Th Street, New York, NY 10028 • United States

Citi Wealth Management, Nic 153 E. 53Rd St, Fl 25, New York, NY 10022 • United States

Citi Retail Banking 399 Park Avenue, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerages Services Llc Westlake TX 02/2019 07/2020
Snug On The Square Mckinney TX 12/2018 02/2019
Dexyp Dallas TX 06/2018 08/2018
Cracker Barrel Denton TX 08/2017 06/2018
The Corner Store @ The University Of North Texas Denton TX 01/2017 03/2017
Pizza Hut Flower Mound TX 08/2016 12/2016
Unemployed Katy TX 08/2018 12/2018
University Of North Texas Denton TX 03/2017 08/2017
Ally Invest Securities Llc Charlotte NC 05/2021 08/2023
Unemployed Mckinney TX 07/2020 02/2021
Chuys Plano TX 02/2021 03/2021
Unemployed Mckinney TX 03/2021 05/2021
Ally Invest Advisors Charlotte NC 10/2021 08/2023
Empower Financial Services, Inc Greenwood Village CO 09/2023 01/2024
Citigroup New York City NY 01/2024 Present
  • 02/2019 → 07/2020
    Fidelity Brokerages Services Llc
    Westlake, TX
  • 12/2018 → 02/2019
    Snug On The Square
    Mckinney, TX
  • 06/2018 → 08/2018
    Dexyp
    Dallas, TX
  • 08/2017 → 06/2018
    Cracker Barrel
    Denton, TX
  • 01/2017 → 03/2017
    The Corner Store @ The University Of North Texas
    Denton, TX
  • 08/2016 → 12/2016
    Pizza Hut
    Flower Mound, TX
  • 08/2018 → 12/2018
    Unemployed
    Katy, TX
  • 03/2017 → 08/2017
    University Of North Texas
    Denton, TX
  • 05/2021 → 08/2023
    Ally Invest Securities Llc
    Charlotte, NC
  • 07/2020 → 02/2021
    Unemployed
    Mckinney, TX
  • 02/2021 → 03/2021
    Chuys
    Plano, TX
  • 03/2021 → 05/2021
    Unemployed
    Mckinney, TX
  • 10/2021 → 08/2023
    Charlotte, NC
  • 09/2023 → 01/2024
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 01/2024 → Present
    Citigroup
    New York City, NY
Previous Registrations
  • 2021-10-07 → 2023-09-25
    Lewisville, TX
    Charlotte, NC
    The Colony, TX
    Fort Worth, TX
  • 2019-12-16 → 2020-07-18
    Fidelity Personal And Workplace Advisors
    Westlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-06
S63 Uniform Securities Agent State Law Examination 2019-05-13
  • S66 Uniform Combined State Law Examination
    2019-12-06
  • S63 Uniform Securities Agent State Law Examination
    2019-05-13
Other Names
  • Daniel Erich Gardner
  • Daniel Gardner

View on SEC IAPD

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