Pingping Chen Larson

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-07-16
IA	RA	APPROVED	2020-06-11

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
J.P. Morgan Securities Llc	Berkeley	CA	02/2019	03/2020
Unemployed	Oakland	CA	12/2018	01/2019
U.S. Bank	San Francisco	CA	11/2017	11/2018
Nai Northern California	Oakland	CA	01/2017	11/2017
Unemployed	Castro Valley	CA	06/2016	01/2017
Jpmorgan Chase Bank, N.A.	Berkeley	CA	02/2019	03/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated	West Des Moines	IA	03/2020	Present
Bank Of America, N.A.	West Des Moines	IA	03/2020	Present

02/2019 → 03/2020

J.P. Morgan Securities Llc

Berkeley, CA
12/2018 → 01/2019

Unemployed

Oakland, CA
11/2017 → 11/2018

U.S. Bank

San Francisco, CA
01/2017 → 11/2017

Nai Northern California

Oakland, CA
06/2016 → 01/2017

Unemployed

Castro Valley, CA
02/2019 → 03/2020

Jpmorgan Chase Bank, N.A.

Berkeley, CA
03/2020 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

West Des Moines, IA
03/2020 → Present

Bank Of America, N.A.

West Des Moines, IA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-06-10
S63	Uniform Securities Agent State Law Examination	2019-04-09

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