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Pingping Chen Larson

Merrill Lynch, Pierce, Fenner & Smith Incorporated

West Des Moines, IA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-07-16
IA RA APPROVED 2020-06-11
  • TX RA
    APPROVED
    Since 2020-07-16
  • IA RA
    APPROVED
    Since 2020-06-11

Branch Locations

7545 Ashworth Rd, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Berkeley CA 02/2019 03/2020
Unemployed Oakland CA 12/2018 01/2019
U.S. Bank San Francisco CA 11/2017 11/2018
Nai Northern California Oakland CA 01/2017 11/2017
Unemployed Castro Valley CA 06/2016 01/2017
Jpmorgan Chase Bank, N.A. Berkeley CA 02/2019 03/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated West Des Moines IA 03/2020 Present
Bank Of America, N.A. West Des Moines IA 03/2020 Present
  • 02/2019 → 03/2020
    J.P. Morgan Securities Llc
    Berkeley, CA
  • 12/2018 → 01/2019
    Unemployed
    Oakland, CA
  • 11/2017 → 11/2018
    U.S. Bank
    San Francisco, CA
  • 01/2017 → 11/2017
    Nai Northern California
    Oakland, CA
  • 06/2016 → 01/2017
    Unemployed
    Castro Valley, CA
  • 02/2019 → 03/2020
    Jpmorgan Chase Bank, N.A.
    Berkeley, CA
  • 03/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    West Des Moines, IA
  • 03/2020 → Present
    Bank Of America, N.A.
    West Des Moines, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-10
S63 Uniform Securities Agent State Law Examination 2019-04-09
  • S66 Uniform Combined State Law Examination
    2020-06-10
  • S63 Uniform Securities Agent State Law Examination
    2019-04-09
Other Names
  • Pingping Chen
  • Pingping Larson
  • Joanna Larson

View on SEC IAPD

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Other Investors

DANIEL ALEXANDER ALLEN
JENNIE JEAN HENRY
PATRICK JOSEPH BYRNE
EDDIE RAY COLEMAN
JAMES LAWRENCE LUMLEY
CONOR J BOFFELI
Signe Olson
ANDREW JAY HIMELSON

Other Offices

PRINCIPAL SECURITIES, INC. · West Des Moines, IA
COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA
FOSTER GROUP, INC. · WEST DES MOINES, IA
KSA PARTNERS, LLC · WEST DES MOINES, IA
LPL FINANCIAL LLC · WEST DES MOINES, IA
ARETE WEALTH ADVISORS, LLC · WEST DES MOINES, IA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST DES MOINES, IA

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